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Compliance

Investor charter for stock brokers PDF, 724 kBInvestor charter · 17 Sept 2026
Investor charter for depository participants (July 2026) PDF, 351 kBInvestor charter · 29 Jul 2026
Investor charter for depository participants (April 2026) PDF, 352 kBInvestor charter · 22 Apr 2026
Process for filing an investor complaint PDF, 411 kBOther · 27 Oct 2025
Investor charter for depository participants: paras 7 to 11 (dos and don'ts, grievance redressal) PDF, 1.1 MBInvestor charter · 1 Jan 2025
Conflict of interest policy PDF, 444 kBPolicy · 3 Dec 2024
Dormant account activation policy PDF, 538 kBPolicy · 3 Dec 2024
Insider trading policy PDF, 587 kBPolicy · 3 Dec 2024
Internal shortage policy PDF, 418 kBPolicy · 3 Dec 2024
Limit setting policy PDF, 390 kBPolicy · 3 Dec 2024
Outsourcing policy PDF, 434 kBPolicy · 3 Dec 2024